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197 results found containing all search terms.
... Trial Top of the Agenda- Legal Appeals court rules for Great-West, resolving final 36(b) case August 11, 2021 By Hillary Jackson An appeals court ...
11 Aug 2021
... cash flows into other less regulated vehicles. [2] The problems with Section 36(b) of the 1940 Act are beyond the scope of this paper ...
30 Jul 2021
... retail mutual fund business, and the deal bumped Touchstone's AUM up to nearly $36 billion in 32 funds. At an Aug. 27 meeting, shareholders will ...
20 Jul 2021
... the litigation and claims landscape in the fund industry. What's the latest with section 36(b) lawsuits? What other trends are emerging that have insurers paying ...
03 May 2021
... 10 Things Start a Free Trial Top of the Agenda- Governance ICI Mutual: 36(b) cases done, CEF activism on rise April 28, 2021 ...
28 Apr 2021
... and why boards should remain diligent about process, even as the threat of Section 36(b) cases continues to dissipate. Earlier this month, we published ...
22 Mar 2021
... Start a Free Trial Top of the Agenda- Legal ICI funds confab: As 36(b) cases wane, board process should stay in focus March 17 ...
17 Mar 2021
... avenue for the plaintiff's bar to relaunch fee litigation now that the recent wave of 36(b) cases has wound down following the end-of-2020 dismissal of the last ...
01 Feb 2021
... duty with respect to the receipt of compensation for services" as imposed by section 36(b) of the Investment Company Act of 1940. Jones found that ...
12 Jan 2021
... Trial Top of the Agenda- Legal T. Rowe case dismissal all but ends 36(b) litigation January 4, 2021 By Hillary Jackson The dismissal last ...
04 Jan 2021
