Top of the Agenda - Regulatory


SEC's Blass kicks off board review with director meetings

By Hillary Jackson

Cues for fund directors in OCIE 2018 exam priorities

By Hillary Jackson

SEC to review fund director duties

By Hillary Jackson

Grim to leave SEC's IM division

By Hillary Jackson

Calvert, SEC settle distribution charges

By Hillary Jackson


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Top of the Agenda - Governance
Aberdeen to consolidate eight CEFs under new board

Aberdeen Asset Management is asking closed-end fund shareholders to approve the consolidation of eight country-specific and regional funds into what will become a single emerging markets ...

Top of the Agenda - Legal
MoFo's Jay Baris moves to Shearman

Industry lawyer Jay Baris today joins Shearman & Sterling LLC as a partner in the global funds and regulatory practice. The hiring of Baris, just a ...

Top of the Agenda - Regulatory
SEC to review fund director duties

The Securities and Exchange Commission's Division of Investment Management has begun a review of mutual fund boards' duties with the goal of determining if fund directors ...