Top of the Agenda - Regulatory


SEC amends auditor independence rules' loan provision

By Hillary Jackson

SEC on liquidity: No need to report for planned market closures

By Hillary Jackson

Fund boards, industry welcome in-person voting relief

By Hillary Jackson

OCIE prioritizes fund, ETF oversight in 2019

By Hillary Jackson


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Top of the Agenda - Succession
Donohue joins two BNY Mellon Funds board groups

Andrew "Buddy" Donohue has joined two of the five BNY Mellon (formerly Dreyfus) mutual fund board groups led by long-serving independent Chairman Joseph DiMartino. Donohue resigned ...

Top of the Agenda - Compensation
Fund CCOs continue to see pay increases

Mutual fund chief compliance officers saw notable increases in pay again in 2018, though they did not receive as big a pay bump as they did ...

10 Things
10 Things...to read in summer 2019

Hello, Summer 2019! Today's solstice marks the beginning of the season, and that—hopefully—means a slower pace for a few months. Trips to the beach, time on ...