Top of the Agenda - Regulatory


OCIE prioritizes fund, ETF oversight in 2019

By Hillary Jackson

Fund governance pros heartened by SEC no-action letter

By Hillary Jackson

SEC ETF rule proposal likely on boards' fall agendas

By Hillary Jackson

ETF rules, liquidity risk disclosures on SEC agenda

By FBV Staff

Governance pros applaud SEC's paperless rule

By Hillary Jackson


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Top of the Agenda - Governance
Victory-USAA deal: New board leadership on deck

In an unusual move, the board overseeing USAA's mutual funds is planning to replace its long-serving independent chairman with an interested chair upon completion of Victory ...

Viewpoints
Government shutdown hits funds, fund boards

Many news reports have recounted how the partial government shutdown has affected government employees, shuttered national parks, and unsettled the stock market. But few, if any, ...