Top of the Agenda - Regulatory


SEC ETF rule proposal likely on boards' fall agendas

By Hillary Jackson

ETF rules, liquidity risk disclosures on SEC agenda

By FBV Staff

Governance pros applaud SEC's paperless rule

By Hillary Jackson

SEC's Blizzard to leave IM Division this month

By Hillary Jackson

Scheidt to retire from SEC's IM Division

By Hillary Jackson

SEC's Blass eyes updating valuation guidance

By Hillary Jackson


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Top of the Agenda - Regulatory
SEC ETF rule proposal likely on boards' fall agendas

Boards overseeing exchange-traded funds—or working with advisers that plan to enter the ETF market—are likely to spend time at their third- and fourth-quarter meetings familiarizing themselves ...

Top of the Agenda - Legal
Appeals court upholds 2016 AXA ruling

The U.S. Court of Appeals on Tuesday affirmed a lower court decision in favor of the defendants in an excessive fees case against AXA Equitable Life ...