Top of the Agenda - Regulatory


Fund governance pros heartened by SEC no-action letter

By Hillary Jackson

SEC ETF rule proposal likely on boards' fall agendas

By Hillary Jackson

ETF rules, liquidity risk disclosures on SEC agenda

By FBV Staff

Governance pros applaud SEC's paperless rule

By Hillary Jackson

SEC's Blizzard to leave IM Division this month

By Hillary Jackson

Scheidt to retire from SEC's IM Division

By Hillary Jackson


Most Read

A Seat at the Table
Thrivent forms board to oversee new interval fund

Thrivent Financial is entering the interval fund business and has assembled a new board to oversee its first offering, the soon-to-be-launched Thrivent Church Loan & Income Fund. ...

Top of the Agenda - Legal
PIMCO 36(b) case dismissed

The parties in a 2014 lawsuit accusing PIMCO of overcharging Total Return Fund shareholders while lavishly compensating CIO Bill Gross and CEO Mohamed El-Erian agreed this week ...