Top of the Agenda - Legal


PIMCO 36(b) case dismissed

By Hillary Jackson

Appeals court upholds 2016 AXA ruling

By Hillary Jackson

Plaintiffs face 'uphill battle' in BlackRock 36(b) case

By Hillary Jackson

BlackRock 36(b) case survives summary judgment

By Hillary Jackson

MetWest judge's privilege ruling a comfort to fund boards, counsel

By Hillary Jackson


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Top of the Agenda - Regulatory
SEC ETF rule proposal likely on boards' fall agendas

Boards overseeing exchange-traded funds—or working with advisers that plan to enter the ETF market—are likely to spend time at their third- and fourth-quarter meetings familiarizing themselves ...

Top of the Agenda - Legal
Appeals court upholds 2016 AXA ruling

The U.S. Court of Appeals on Tuesday affirmed a lower court decision in favor of the defendants in an excessive fees case against AXA Equitable Life ...