Top of the Agenda - Legal


Post-AXA JPMorgan 36(b) case dismissed

By Hillary Jackson

Proposed bill aims to curtail 'frivilous' 36(b) cases

By Hillary Jackson

MoFo's Jay Baris moves to Shearman

By Hillary Jackson

UPDATED: Excessive fees cases dropped against Voya, Principal

By Hillary Jackson

'40 Act 'titan' Dick Phillips dies at 86

By Hillary Jackson

Perkins Coie, industry mourn death of Marty Lybecker

By Hillary Jackson


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Top of the Agenda - Governance
Aberdeen to consolidate eight CEFs under new board

Aberdeen Asset Management is asking closed-end fund shareholders to approve the consolidation of eight country-specific and regional funds into what will become a single emerging markets ...

Top of the Agenda - Legal
MoFo's Jay Baris moves to Shearman

Industry lawyer Jay Baris today joins Shearman & Sterling LLC as a partner in the global funds and regulatory practice. The hiring of Baris, just a ...

Top of the Agenda - Regulatory
SEC to review fund director duties

The Securities and Exchange Commission's Division of Investment Management has begun a review of mutual fund boards' duties with the goal of determining if fund directors ...