Top of the Agenda - Regulatory

Fund governance pros heartened by SEC no-action letter

By Hillary Jackson
A Seat at the Table

Mandatory retirement? AB Funds thinks it might not be necessary

By Hillary Jackson
Top of the Agenda - Legal

New York Life wins summary judgment in 36(b) case

By Hillary Jackson
Top of the Agenda - Legal

Excessive fees suit against Calamos survives summary judgment

By Hillary Jackson
Top of the Agenda - Succession

Motley to succeed Wruble as OppFunds NY board chair

By Hillary Jackson


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A Seat at the Table
Thrivent forms board to oversee new interval fund

Thrivent Financial is entering the interval fund business and has assembled a new board to oversee its first offering, the soon-to-be-launched Thrivent Church Loan & Income Fund. ...

Top of the Agenda - Legal
PIMCO 36(b) case dismissed

The parties in a 2014 lawsuit accusing PIMCO of overcharging Total Return Fund shareholders while lavishly compensating CIO Bill Gross and CEO Mohamed El-Erian agreed this week ...