Top of the Agenda - Succession


American Century KC board names new chairman

By Hillary Jackson

ALPS series trusts move to independent chairs

By Hillary Jackson

MainStay Funds' Meenan to retire

By Hillary Jackson

Franklin Funds boards nominate independent

By Hillary Jackson

Vanguard Funds board to add three, lose one

By Hillary Jackson


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Top of the Agenda - Legal
MoFo's Jay Baris moves to Shearman

Industry lawyer Jay Baris today joins Shearman & Sterling LLC as a partner the global funds and regulatory practice. The addition of Baris, just a few ...

Top of the Agenda - Regulatory
SEC to review fund director duties

The Securities and Exchange Commission's Division of Investment Management has begun a review of mutual fund boards' duties with the goal of determining if fund directors ...