Top of the Agenda - Governance


ICI Mutual examines fund industry litigation in new report

By Hillary Jackson

CCO, culture are keys to proper compliance

By Mike Schnitzel

American Century's newest board to oversee Avantis funds

By Hillary Jackson

Federated to buy PNC fund assets, board's fate unclear

By Hillary Jackson

ICI Mutual: Positive 36(b) litigation trend continues

By Hillary Jackson

Dimensional Funds enlarges board

By Hillary Jackson


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Top of the Agenda - Succession
Donohue joins two BNY Mellon Funds board groups

Andrew "Buddy" Donohue has joined two of the five BNY Mellon (formerly Dreyfus) mutual fund board groups led by long-serving independent Chairman Joseph DiMartino. Donohue resigned ...

Top of the Agenda - Compensation
Fund CCOs continue to see pay increases

Mutual fund chief compliance officers saw notable increases in pay again in 2018, though they did not receive as big a pay bump as they did ...

10 Things
10 Things...to read in summer 2019

Hello, Summer 2019! Today's solstice marks the beginning of the season, and that—hopefully—means a slower pace for a few months. Trips to the beach, time on ...