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197 results found containing all search terms.
... These are just a couple of the roughly two dozen cases alleging violations under Rule 36(b) of the Investment Company Act of 1940 making their way through ...
15 Apr 2016
... , which means it remains among the roughly two dozen cases claiming violations of Section 36(b) of the Investment Company Act of 1940 currently making their way ...
14 Apr 2016
... new report that looks at all fund litigation since the start of this century including 36(b) cases. The prediction? Securities-related litigation is likely to remain ...
22 Jul 2019
... an email. Sivolella v. AXA was the first case alleging violations of Section 36(b) of the Investment Company Act of 1940 to reach the trial ...
11 Jul 2018
... and the fund market more generally. The plaintiffs' bar: With the section 36(b) litigation threat over, on what will the next wave of ...
30 Sep 2021
... against Hartford Investment Financial Services, which is only the second alleging violations of Section 36(b) of the '40 Act to go to trial. Closing arguments ...
30 Jan 2017
... with regard to the many lawsuits in recent years that have alleged violations of Section 36(b) of the Investment Company Act of 1940 and other wrongdoings. ...
28 Sep 2018
... to be under attack. The latest call for fiduciary exception took place in the 36(b) case against Calamos Advisors, and a judge will hear arguments ...
03 Apr 2017
... in the past couple weeks include an in-depth look at the ruling in the BlackRock 36(b) case, which narrowly survived summary judgment; an Added Perspective ...
10 Jul 2018
... directors who began serving on mutual fund boards in 2021 were female, and nearly 36% were a member of a minority group, according to IDC data. ...
31 May 2023
