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197 results found containing all search terms.
... he knows the industry well. In the courts, the first lawsuit alleging Section 36(b) violations since last year's AXA ruling has been filed against JPMorgan ...
15 May 2017
... ? Any change has the potential to affect investment behavior. Litigation. Now that 36(b) cases have all but died out, what's lurking around the ...
04 Dec 2020
... proving harm to shareholders is virtually impossible," he said. "Just like 36(b ), you're trying to prove a negative." If a ...
14 Dec 2018
... breaks down what's happening in various areas of litigation including cases alleging violations of section 36(b) of the Investment Company Act of 1940 reviews regulatory developments, ...
13 May 2019
... lot of space over the years to reporting on litigation around alleged violations of section 36(b) of the Investment Company Act of 1940, and we look ...
11 May 2020
... the litigation and claims landscape in the fund industry. What's the latest with section 36(b) lawsuits? What other trends are emerging that have insurers paying ...
03 May 2021
... , the industry has experienced another victory in the courts, with Great-West winning the 36(b) case filed against it more than four years ago. The ...
21 Aug 2020
... Eagle Investment Management LLC is the first such case in the current wave of Section 36(b) cases to come to an end, and we've got our ...
21 Aug 2017
... , we continue to follow the many lawsuits alleging violations of the '40 Act's Section 36(b) as they make their way through the legal system. A ...
01 May 2017
... the summary judgment stage, buoying the industry's hopes that lawsuits alleging violations of Section 36(b) of the Investment Company Act of 1940 may come to an ...
26 Mar 2018
