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197 results found containing all search terms.
... . Fin. Serv. LLC, only the second case alleging violations under Section 36(b) of the Investment Company Act of 1940 to go to trial ...
17 Jan 2017
... , February is expected to be a busy month with closing arguments scheduled in the 36(b) cases against Calamos and MetWest. Clearly, the industry is ...
15 Jan 2019
... Skinner said. This case against Harris Associates is the latest in a wave of 36(b) lawsuits brought in the years since the Jones v. Harris ...
12 Sep 2016
... . And finally, from earlier in August, we've got the latest on the 36(b) case against MetWest and details of a derivative suit against Sequoia ...
09 Sep 2019
... Circuit ruling because of the distinct set of circumstances of the case. Unlike a 36(b) case, which can easily be brought if a plaintiff considers ...
08 Sep 2015
... , last year wasn't all bad. There were significant regulatory and governance developments, 36(b) litigation came to an end, open-end funds were converted into ...
06 Jan 2022
... and the fund market more generally. The plaintiffs' bar: With the section 36(b) litigation threat over, on what will the next wave of ...
30 Sep 2021
... rising costs, specifically in compliance) The fund litigation atmosphere specifically fallout from ongoing 36(b) litigation, including recent challenges to the attorney-client privilege enjoyed by ...
04 Jan 2017
... the plaintiffs had not made their case. Litigators and others who follow these Section 36(b) cases continue to forecast an end to the years-long spate of ...
21 Oct 2019
... . It is one of roughly two dozen similar cases that allege violations under Section 36(b) of the Investment Company Act of 1940, and much of ...
17 Oct 2016
