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... fund advisers getting sued over so-called excessive fees has come to an end. MetWest 36(b) decision affirmed by Ninth Circuit Victory for Great-West in 36( ...
17 Dec 2020
... least some of it is being driven by the increase in lawsuits brought under Section 36(b) of the Investment Company Act of 1940. "If you ...
15 Oct 2015
... Free Trial Viewpoints Fund boards and culture risk: Tackling sexual harassment, discrimination November 29, 2018 By Nicole M. Crum, Sullivan& Worcester As part of ...
29 Nov 2018
... Top of the Agenda- Regulatory SEC finalizes derivs rule, integrating industry comments October 29, 2020 By Hillary Jackson The Securities and Exchange Commission this week finalized its ...
29 Oct 2020
... Start a Free Trial 10 Things 10 Things...about the amended Names Rule September 29, 2023 By FBV Staff The Securities and Exchange Commission last week adopted amendments ...
29 Sep 2023
... Added Perspective 10 Things Start a Free Trial From the Editor...April 29, 2022 By Hillary Jackson From the Editor... It seems like ...
29 Apr 2022
... an expert witness for plaintiffs in lawsuits against the industry that claimed violations of Section 36(b) of the Investment Company Act of 1940. In its announcement ...
28 Feb 2024
... Added Perspective 10 Things Start a Free Trial From the Editor...January 29, 2024 By Hillary Jackson From the Editor... Closed-end funds and ...
29 Jan 2024
... Agenda- Governance Reddit GameStop frenzy should spur board talks with adviser, PMs January 29, 2021 By Hillary Jackson Lawyers who work with mutual fund boards are recommending ...
29 Jan 2021
... . Perhaps the most controversial change to the 1940 Act was the addition of Section 36(b ), which deems investment advisers to have a fiduciary duty with ...
12 Dec 2022
