Access to this article requires a User ID/Password.

If you are a subscriber or trial member please login using your provided credentials.

To obtain a trial membership please click HERE or contact Dan Lalor at 917-586-6726 or via email at

10 Things...about the amended Names Rule


The Securities and Exchange Commission last week adopted amendments to Rule 35d-1, commonly referred to as the Names Rule. According to a Sept. 20 statement from the regulator, "the amendments modernize and enhance the Names Rule and other names-related regulatory requirements to further the Commission's investor protection goals and to address ... Log in to view full article.