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196 results found containing all search terms.
... comment. Chill v. Calamos, filed in 2015 and alleging violations of Section 36(b) of the Investment Company Act of 1940, will proceed in ...
26 Apr 2017
... said their boards will receive back-testing related to Level 3 investments, compared to just 36% last year and 29% two years ago. Nearly one-fifth of participants ...
29 Sep 2022
... are part of that review," he told FBV. The report details the 36(b) litigation space by including a list of all cases initiated since ...
22 Apr 2016
... . 55% report that independent directors have their own separate counsel; an additional 36% report that independent directors rely on the fund's counsel, which is different ...
15 Sep 2017
... of shareholder proposals (funds voted 49% in favor of shareholder rights proposals, 36% on environmental proposals and 12% on social proposals). [3 ...
21 Jan 2020
... period collectively total approximately $1.75 billion. More than a dozen of the section 36(b) lawsuits initiated since 2010 have been resolved by agreement of the ...
12 Jul 2019
... % in 2021, while new minority directors accounted for 24% in 2020 and 36% in 2021. "They are moving in the right direction, but ...
23 Sep 2022
... a noticeable difference in price between round-lots and odd-lots for all investment types, and 36% reported that the results were mixed or inclusive. 4% said they ...
28 Sep 2017
... or material weakness in the design or effectiveness of its fair valuation determination process. 36% would notify of a deviation from a previously approved fair valuation methodology. ...
29 Sep 2021
... 10,000 to $200,000, with a reported average of $36,000. Committee chairs are receiving fees for their role more often and ...
11 May 2018
