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197 results found containing all search terms.
... has acted as an expert witness for plaintiffs suing industry participants for allegedly violating Section 36(b) of the '40 Act. Read our story for details on ...
04 Mar 2024
... Equitable Life Insurance Co. is the first excessive fees case alleging violation of Rule 36(b) of the '40 Act to make it to trial, and ...
03 Mar 2016
... 54% in 2007; 43% reported involvement in "legal support"; 36% reported having "global responsibilities." 42% of respondents were lawyers ...
26 Jun 2018
... is top of mind in a lot of boardrooms. In legal news, a 36(b) case against BlackRock has survived the summary judgment phase, which ...
25 Jun 2018
... out. We write a lot about excessive fee cases that allege violations of Section 36(b) of the Investment Company Act of 1940, but that's not ...
30 Apr 2018
... . And while the percentage of CCOs with access to restricted stock plans in now 36% up from 29% in 2007 those offered stock options is just 10 ...
22 Jun 2022
... been keeping our eyes on the courts, as the market awaits decisions in two 36(b) cases that went to trial last year (wrapping up earlier ...
17 Jun 2019
... , during the market-timing scandal and credit crisis periods of the 2000s and the section 36(b) wars of the 2010s. As expensive as those waves of ...
14 Jun 2023
... worrying trend of late. It started with a ruling two years ago in a 36(b) case against PIMCO, and since then several other plaintiffs have ...
11 Jun 2018
... cases, and of the more than two dozen recent lawsuits alleging violations of section 36(b) of the Investment Company Act of 1940, only a small ...
08 Jun 2020
