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198 results found containing all search terms.
... . In Kenny v. PIMCO, an excessive fees case alleging violations of Section 36(b) of the Investment Company Act of 1940, the plaintiffs maintained ...
15 Feb 2017
... 10 Things Start a Free Trial Top of the Agenda- Legal Plaintiffs drop Pru 36(b) suit, no settlement February 8, 2017 By Hillary Jackson ...
08 Feb 2017
... against Hartford Investment Financial Services, which is only the second alleging violations of Section 36(b) of the '40 Act to go to trial. Closing arguments ...
30 Jan 2017
... Trial Top of the Agenda- Legal Closings rescheduled for Feb. 1 in Hartford 36(b) case January 27, 2017 By FBV staff Closing arguments in ...
27 Jan 2017
... . Fin. Serv. LLC, only the second case alleging violations under Section 36(b) of the Investment Company Act of 1940 to go to trial ...
17 Jan 2017
... rising costs, specifically in compliance) The fund litigation atmosphere specifically fallout from ongoing 36(b) litigation, including recent challenges to the attorney-client privilege enjoyed by ...
04 Jan 2017
... Start a Free Trial Top of the Agenda- Legal Attorney-client privilege challenged in Great-West 36(b) lawsuit December 16, 2016 By Hillary Jackson The plaintiffs in ...
16 Dec 2016
... years. In the legal arena, there have been quite a few developments in 36(b) litigation in the past several weeks, with the case against ...
12 Dec 2016
... Added Perspective 10 Things Start a Free Trial Top of the Agenda- Legal Recent 36(b) rulings bolster defense-side momentum December 9, 2016 By Hillary Jackson ...
09 Dec 2016
... to meet their burden in demonstrating AXA had breached fiduciary duty in violation of Section 36(b) of the Investment Company Act of 1940. He issued a ...
02 Dec 2016
