The following word(s) are in the skip word list and have been omitted from your search: "b"
197 results found containing all search terms.
... well in each case. Earlier this month, the parties in a nearly 4-year-old 36(b) case against PIMCO, which involved the firm's Total Return Fund ...
20 Aug 2018
... court after years of fighting a lawsuit that alleged the fund adviser had violated Section 36(b) of the Investment Company Act of 1940. The decision was ...
19 Aug 2019
... toward whether the plaintiffs' bar will develop a new approach to suing under Section 36(b) of the Investment Company Act of 1940. Blockchain and how ...
17 Aug 2018
... the dog days while they last. It's hard to believe that there are no 36(b) cases pending before the courts, now that the appeals court ...
16 Aug 2021
... % of ETFs have breakpoints and have reached the first tier, and of the 36% of open-end funds that have breakpoints, only 18% have broken through ...
24 Mar 2022
... and why boards should remain diligent about process, even as the threat of Section 36(b) cases continues to dissipate. Earlier this month, we published ...
22 Mar 2021
... plaintiffs' bar. The industry also is awaiting the judge's ruling in the first-ever 36(b) case to make it to trial, Sivolella v. AXA ...
18 Mar 2016
... breaks down what's happening in various areas of litigation including cases alleging violations of section 36(b) of the Investment Company Act of 1940 reviews regulatory developments, ...
13 May 2019
... ICI Mutual, panelists discussed a number of issues starting out with the proliferation of 36(b) cases, which panelist Stephen Topetzes, partner at K& ...
16 Mar 2016
... , while the spilt between active and passive assets will move from 64%/36% to 50%/50%. At the same time, active ...
06 Mar 2020
