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198 results found containing all search terms.
... , we updated readers on the post-merger configuration of the Virtus Funds board, the 36(b) case against First Eagle Investment Management, and 10 Things boards ...
18 Sep 2017
... . 55% report that independent directors have their own separate counsel; an additional 36% report that independent directors rely on the fund's counsel, which is different ...
15 Sep 2017
... Eagle Investment Management LLC is the first such case in the current wave of Section 36(b) cases to come to an end, and we've got our ...
21 Aug 2017
... Start a Free Trial Top of the Agenda- Legal First Eagle sub-adviser fee comparison 36(b) case dismissed August 11, 2017 By Hillary Jackson An excessive ...
11 Aug 2017
... . In the legal realm, one of the earliest of the current wave of 36(b) cases came to an end recently when an appeals court upheld ...
07 Aug 2017
... 10 Things Start a Free Trial Top of the Agenda- Legal Early, peculiar 36(b) case dismissed on appeal August 2, 2017 By Hillary Jackson ...
02 Aug 2017
... he knows the industry well. In the courts, the first lawsuit alleging Section 36(b) violations since last year's AXA ruling has been filed against JPMorgan ...
15 May 2017
... Added Perspective 10 Things Start a Free Trial Top of the Agenda- Legal New 36(b) case targets JPMorgan May 3, 2017 By Hillary Jackson JPMorgan ...
03 May 2017
... , we continue to follow the many lawsuits alleging violations of the '40 Act's Section 36(b) as they make their way through the legal system. A ...
01 May 2017
... comment. Chill v. Calamos, filed in 2015 and alleging violations of Section 36(b) of the Investment Company Act of 1940, will proceed in ...
26 Apr 2017
