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197 results found containing all search terms.
... , index funds and index ETFs have doubled their market share from 18% to 36%. During that same period, actively managed funds saw a corresponding reduction ...
21 Nov 2019
... Redwine has served on the AST board since 2008. The AST board members oversee 36 funds offered by 17 advisers. Editorial Think Tank About Us Contact Us© ...
01 Feb 2023
... avenue for the plaintiff's bar to relaunch fee litigation now that the recent wave of 36(b) cases has wound down following the end-of-2020 dismissal of the last ...
01 Feb 2021
... lists to ensure all bases are being covered. In the legal realm, two 36(b) cases have survived summary judgment and may get their day in ...
12 Nov 2018
... split among the various parties, Seip said, citing recent litigation filed under Section 36(b) of the Investment Company Act of 1940 as a constant reminder ...
10 Nov 2015
... to a boardroom near you before too long. In the legal realm, another 36(b) case has been dismissed, this time against Security Investors, ...
28 May 2019
... years. In the legal arena, there have been quite a few developments in 36(b) litigation in the past several weeks, with the case against ...
12 Dec 2016
... the end of November. Closing arguments will follow, early next year. Another 36(b) case, this one against State Farm Investment Management, has ...
10 Dec 2018
... front, closing arguments in the Sivolella v. AXA Equitable Life Insurance Co. 36(b) case were moved from this week to next. This phase ...
26 May 2016
... courts, specifically the spate of lawsuits against advisers that have alleged violations of section 36(b) of the Investment Company Act of 1940, Wyderko said. ...
21 May 2020
