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198 results found containing all search terms.
... the summary judgment stage, buoying the industry's hopes that lawsuits alleging violations of Section 36(b) of the Investment Company Act of 1940 may come to an ...
26 Mar 2018
... a Free Trial Top of the Agenda- Legal Courts grant summary judgment to two 36(b) defendants March 14, 2018 By Hillary Jackson Two district courts ...
14 Mar 2018
... . In the legal realm, we saw the dismissal earlier this month of a 36(b) case against JPMorgan. The dismissal was done on a motion ...
26 Feb 2018
... Perspective 10 Things Start a Free Trial Top of the Agenda- Legal Post-AXA JPMorgan 36(b) case dismissed February 15, 2018 By Hillary Jackson The only ...
15 Feb 2018
... save the industry the incredible amounts of time and money it takes to resolve these 36(b) cases. Watch this space. For now, Hillary Jackson ...
12 Feb 2018
... Free Trial Top of the Agenda- Legal Proposed bill aims to curtail 'frivolous' 36(b) cases February 2, 2018 By Hillary Jackson Legislation that would ...
02 Feb 2018
... 5/2 Calvert, SEC settle distribution charges, 5/9 Litigation specifically 36(b) cases Industry optimistic after Hartford win, Russell dismissal, 3 ...
07 Dec 2017
... filed in the last several years, plaintiffs accused ING and Principal of violating Section 36(b) of the Investment Company Act of 1940 by charging shareholders fees ...
24 Oct 2017
... to the Investment Company Act of 1940 that added Sections 15(c) and 36(b) to the Act and thereby created the modern contract renewal process ...
29 Sep 2017
... a noticeable difference in price between round-lots and odd-lots for all investment types, and 36% reported that the results were mixed or inclusive. 4% said they ...
28 Sep 2017
