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197 results found containing all search terms.
... . In the legal realm, we saw the dismissal earlier this month of a 36(b) case against JPMorgan. The dismissal was done on a motion ...
26 Feb 2018
... . We also continue to follow the courts and what's going on with the various 36(b) cases that remain in play. In the past couple weeks ...
15 Oct 2018
... now range in age from 69 to 77 and have served for between 24 and 36 years. The board does not appear to have a mandatory retirement policy. ...
13 Oct 2023
... Co. case. We'll keep you updated on those and the scores of other 36(b) cases making their way through the legal system. We're also ...
19 Feb 2016
... case against Calamos Advisors. Chill v. Calamos, which alleged violations of Section 36(b) of the Investment Company Act of 1940, dates back to ...
08 Oct 2019
... defendant in that case will quell the current wave of cases alleging violations under Section 36(b) of the '40 Act. With all this and more going ...
03 Oct 2016
... Views that it was a uniquely beneficial experience. In the legal realm, the 36(b) case against Hartford Funds went to court this month in New ...
28 Nov 2016
... save the industry the incredible amounts of time and money it takes to resolve these 36(b) cases. Watch this space. For now, Hillary Jackson ...
12 Feb 2018
... ' bar has yet to taste victory with the many lawsuits alleging violations of section 36(b) of the Investment Company Act of 1940, but that can ...
26 Nov 2018
... lawyer explained, "particularly since the SEC enforcement unit was reportedly engaged in a 36(b) sweep, targeting fund groups' advisory fees and communications with ...
23 Nov 2022
