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198 results found containing all search terms.
... 11:30 a.m. The case, alleging breach of fiduciary duty under Section 36(b) of the Investment Company Act of 1940, is the first ...
18 May 2016
... money market funds and their assets have grown quite significantly from $3.7 billion in 36 funds in 1975 [1] to $4.6 trillion in 307 funds today ...
10 Jan 2022
... on Thursday. The plaintiff in the case alleges breach of fiduciary duty under Section 36(b) of the Investment Company Act of 1940 and specifically accuses the ...
24 Feb 2016
... retail mutual fund business, and the deal bumped Touchstone's AUM up to nearly $36 billion in 32 funds. At an Aug. 27 meeting, shareholders will ...
20 Jul 2021
... industry is feeling good about recent outcomes in the courts of lawsuits brought under Section 36(b) of the '40 Act, developments in the many cases still ...
17 Apr 2017
... position with regard to the years-long spate of lawsuits filed that claim violations of Section 36(b) of the Investment Company Act of 1940. The plaintiffs bar ...
24 Jun 2016
... Equitable Life Insurance Co. is the first excessive fees case alleging violation of Rule 36(b) of the '40 Act to make it to trial, and ...
03 Mar 2016
... led to tax bills that range from $9 ,000 to more than $36,000. In mid-December 2020, Vanguard announced it would "broaden access ...
22 Mar 2022
... , we updated readers on the post-merger configuration of the Virtus Funds board, the 36(b) case against First Eagle Investment Management, and 10 Things boards ...
18 Sep 2017
... published last week. Among other stories, there are lessons learned from decades of 36(b) cases, guidance on overseeing ESG funds, a slate of ...
13 Sep 2021
