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... Agenda- Governance ICI Mutual details positive 36(b) litigation trends in report ... these lawsuits in recent years, with 29 filed between 2010 and 2018, but ...
01 May 2020
... to grant the firm summary judgment. JPMorgan had been sued for allegedly violating section 36(b) of the Investment Company Act of 1940, and this ruling ...
13 Apr 2020
... years of fighting similar cases. More than a dozen cases alleging violations of section 36(b) of the Investment Company Act of 1940 have been filed against ...
01 Apr 2020
... boards stand March 30, 2020 By Kelley Howes, Morrison& Foerster LLP Section 36(b) of the Investment Company Act imposes a fiduciary duty on advisers ...
30 Mar 2020
... , while the spilt between active and passive assets will move from 64%/36% to 50%/50%. At the same time, active ...
06 Mar 2020
... of shareholder proposals (funds voted 49% in favor of shareholder rights proposals, 36% on environmental proposals and 12% on social proposals). [3 ...
21 Jan 2020
... Jean Stromberg, both 76, retired on Dec. 31, after serving for 29 years and 22 years, respectively. Paul Freeman, 69, retired a ...
15 Jan 2020
... , index funds and index ETFs have doubled their market share from 18% to 36%. During that same period, actively managed funds saw a corresponding reduction ...
21 Nov 2019
... the plaintiffs had not made their case. Litigators and others who follow these Section 36(b) cases continue to forecast an end to the years-long spate of ...
21 Oct 2019
... . Calamos Advisors accused the mutual fund firm of breaching its fiduciary duty under Section 36(b) of the Investment Company Act of 1940. The case originally ...
11 Oct 2019
