1 result found containing all search terms. 243 results found containing some search terms.
... 10 Things Start a Free Trial Top of the Agenda- Legal Plaintiffs appeal Hartford 36(b) case April 7, 2017 By Hillary Jackson Plaintiffs in an ...
07 Apr 2017
... Survey: CCO pay up in 2015, some taking home $1m+ June 29, 2016 By Hillary Jackson Mutual fund chief compliance officers saw pay increases again ...
29 Jun 2016
... Free Trial Top of the Agenda- Legal District court grants dismissal in State Farm 36(b) case June 23, 2016 By Hillary Jackson In a move ...
23 Jun 2016
... Added Perspective 10 Things Start a Free Trial Top of the Agenda- Legal BlackRock 36(b) case survives summary judgment June 15, 2018 By Hillary Jackson ...
15 Jun 2018
... a Free Trial Top of the Agenda- Legal Colorado judge narrows scope of Great-West 36(b) case September 14, 2018 By Hillary Jackson A U.S. ...
14 Sep 2018
... 10 Things Start a Free Trial Top of the Agenda- Legal Plaintiff appeals MetWest 36(b) verdict August 9, 2019 By Hillary Jackson The plaintiff in ...
09 Aug 2019
... Wu's ruling earlier this month was the latest to uphold attorney-client privilege in a Section 36(b) action and one that should provide further comfort to independent fund ...
31 May 2018
... Free Trial Top of the Agenda- Succession Harbor Funds' longest-serving trustee retires after 29 years January 13, 2017 By Hillary Jackson Harbor Funds' longest-serving independent trustee ...
13 Jan 2017
... years of fighting similar cases. More than a dozen cases alleging violations of section 36(b) of the Investment Company Act of 1940 have been filed against ...
01 Apr 2020
... fund advisers getting sued over so-called excessive fees has come to an end. MetWest 36(b) decision affirmed by Ninth Circuit Victory for Great-West in 36( ...
17 Dec 2020
