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... ? Any change has the potential to affect investment behavior. Litigation. Now that 36(b) cases have all but died out, what's lurking around the ...
04 Dec 2020
... Top of the Agenda- Regulatory SEC finalizes derivs rule, integrating industry comments October 29, 2020 By Hillary Jackson The Securities and Exchange Commission this week finalized its ...
29 Oct 2020
... Trial Top of the Agenda- Industry Groups Kathleen Barr elected to chair IDC October 29, 2020 The Independent Directors Council Governing Council has elected Kathleen Barr as its ...
29 Oct 2020
... . He had joined the Dean Witter Funds board in July 1991 and served for 29 years, through the Dean Witter-Morgan Stanley merger in 1997 and through various market ...
19 Oct 2020
... market transactions that were determined to be disorderly and not reflective of fair value. 29% cited a triggering event that required an update to the valuation of a ...
08 Oct 2020
... it here, in FBV. In the courts, MetWest victory in a 5-year-old 36(b) case decided last year has been affirmed by the Ninth Circuit ...
21 Sep 2020
... Added Perspective 10 Things Start a Free Trial Top of the Agenda- Legal MetWest 36(b) decision affirmed by Ninth Circuit September 18, 2020 By Hillary ...
18 Sep 2020
... Start a Free Trial Top of the Agenda- Legal Congressman reintroduces bill to curtail 36(b) lawsuits September 11, 2020 U.S. Rep. Tom Emmer ...
11 Sep 2020
... 10 Things Start a Free Trial Top of the Agenda- Legal Plaintiffs appeal Great-West 36(b) verdict, defendant seeks $1.5m in legal fees September 8 ...
08 Sep 2020
... , the industry has experienced another victory in the courts, with Great-West winning the 36(b) case filed against it more than four years ago. The ...
21 Aug 2020
