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... number of CCOs with access to restricted stock plans has increased to 37% from 29% in 2007, however. Keeshan noted in the summary report that there ...
28 Jun 2023
... , during the market-timing scandal and credit crisis periods of the 2000s and the section 36(b) wars of the 2010s. As expensive as those waves of ...
14 Jun 2023
... directors who began serving on mutual fund boards in 2021 were female, and nearly 36% were a member of a minority group, according to IDC data. ...
31 May 2023
... interested directors. Robert Reed, 82, served on the Tributary Funds board for 29 years and was chair of its Corporate Governance and Nominations Committee; his resignation ...
10 May 2023
... the board's process. The key line of cases for these purposes arose under Section 36(b) of the 1940 Act and focused on the determination of what ...
30 Mar 2023
... Redwine has served on the AST board since 2008. The AST board members oversee 36 funds offered by 17 advisers. Share Feedback Post on LinkedIn Share Article Editorial ...
01 Feb 2023
... that led to tax bills ranging from $9 ,000 to more than $36,000. In addition to naming the adviser, several Vanguard executives, ...
31 Jan 2023
... . Perhaps the most controversial change to the 1940 Act was the addition of Section 36(b ), which deems investment advisers to have a fiduciary duty with ...
12 Dec 2022
... lawyer explained, "particularly since the SEC enforcement unit was reportedly engaged in a 36(b) sweep, targeting fund groups' advisory fees and communications with ...
23 Nov 2022
... Level 3 investments, compared to just 36% last year and 29% two ... groups', boards' time September 29, 2022 Mutual fund groups devoted a ...
29 Sep 2022
