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... March 28, Birdthistle questioned whether mutual funds are honoring their fiduciary duties under Section 36(b) of the Investment Company Act of 1940 given that no plaintiff ...
12 Apr 2022
... Perspective 10 Things Start a Free Trial Added Perspective Golf Buddies and Board Diversity June 29, 2016 By Sumit Agarwal What is the relationship between women's participation in the ...
29 Jun 2016
... Top of the Agenda- Succession PIMCO Funds names new LID, adds independent March 29, 2017 By Hillary Jackson The PIMCO Funds board has named a new lead ...
29 Mar 2017
... Asset Mgmt., LLC was filed in October 2015 and claimed violations of Section 36(b) of the Investment Company Act of 1940 specifically centering on fees ...
08 Nov 2018
... Associates decision, the plaintiffs' bar has filed 27 suits alleging violations of Section 36(b) of the Investment Company Act of 1940 in the years since ...
25 Apr 2017
... , 2020 By Hillary Jackson Operating margins among large mutual fund firms were flat at 29% in the first quarter, when compared to the same period in 2019 ...
04 Jun 2020
... but the case dates back to 2011 and alleges breach of fiduciary duty under Section 36(b) of the Investment Company Act of 1940. The charges center ...
14 Jun 2016
... v. AXA is the first such case alleging violation of fiduciary duty under Section 36(b) of the Investment Company Act of 1940 to reach the courtroom ...
22 Feb 2016
... to meet their burden in demonstrating AXA had breached fiduciary duty in violation of Section 36(b) of the Investment Company Act of 1940. He issued a ...
02 Dec 2016
... are some recent stories you should be sure not to miss: The last pending 36(b) case has been resolved, with an appeals court affirming a ...
20 Aug 2021
