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Boards: Query advisers after Voya securities lending settlement

03/09/2018

Two Voya Financial investment adviser subsidiaries have settled Securities and Exchange Commission charges they failed to disclose conflicts of interest and made misleading disclosures in connection with their practice of recalling securities on loan so their affiliates could receive tax benefits. The Voya subsidiaries agreed to pay approximately $3.6 million to ... Log in to view full article.

 


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