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UPDATED: SEC, William Blair in $4.5m settlement for 'erroneous' distribution payments

05/02/2017

William Blair & Company will pay $4.5 million to the Securities and Exchange Commission to settle charges related to "erroneous" distribution and sub-transfer agent payments. Neither William Blair's fund board nor the Chicago firm's chief compliance officer was found to be at fault in the settlement order, released late Monday.
 
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