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IDC's Kim on SEC rulemaking and value of dialogue, transparency

03/21/2023

Tom Kim and the Independent Directors Council will continue to pursue dialogue with and push for transparency from the Securities and Exchange Commission as the regulator considers how—and whether—to move forward with its hard close, mandatory swing pricing, and liquidity management rule proposal. Kim, IDC's managing director, told Fund Board Views ... Log in to view full article.

 


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