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SEC's Grim stresses fund board oversight role

03/07/2016

In a move that could be seen as a deliberate attempt to ease mutual fund directors' concerns, the Securities and Exchange Commission's David Grim emphasized the board's oversight role in a recent speech. The Investment Management Division director's articulation that "'oversight' does not equal day-to-day management of a fund" comes at a ... Log in to view full article.

 


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