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ICI Mutual answers 36(b) litigation FAQs

07/11/2016

The mutual fund industry has been fighting lawsuits claiming violations of Section 36(b) of the Investment Company Act of 1940 for many years. These cases—filed derivatively on behalf of funds themselves—make claims of excessive fees being charged to shareholders, often by a fund's adviser when sub-advisers are involved. And while some ... Log in to view full article.

 


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