Access to this article requires a User ID/Password.

If you are a subscriber or trial member please login using your provided credentials.

To obtain a trial membership please click HERE or contact Dan Lalor at 516-708-4784 or via email at dan.lalor@fundboardviews.com

ICI Mutual claims report paints fund litigation, enforcement picture

04/22/2016

ICI Mutual has released its latest report on claims trends, focusing on fee, regulatory, disclosure, and adviser risks and reviewing the past 15 months of public industry-wide fund litigation and regulatory enforcement actions. "Understanding the kinds of regulatory enforcement and litigation threats facing the fund industry can be helpful for fund groups ... Log in to view full article.

 


Log-in