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'40 Act lawyers: GSAM settlement raises questions

11/23/2022

The news on Tuesday that Goldman Sachs Asset Management agreed to pay $4 million to settle Securities and Exchange Commission charges related to how it manages ESG mutual funds and other products has '40 Act lawyers pointing to inconsistencies and mixed messages coming from the regulator.
 
The SEC charged GSAM for "policies ... Log in to view full article.

 


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