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First Eagle in distribution-in-guise settlement, boards on alert

09/10/2015

First Eagle Investment Management has reached an agreement with the Securities and Exchange Commission’s Enforcement Division to settle an investigation into the firm’s payments to sub-transfer agents and other intermediaries. The agreement, which is subject to approval by the agency’s commissioners, could be the first to result from the SEC’s industry-wide ... Log in to view full article.

 


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