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10 Things...Boards said about hard close, swing pricing proposal

02/28/2023

The Securities and Exchange Commission proposed its hard close, mandatory swing pricing, and liquidity rule in November, stating it would "better prepare open-end funds for stressed conditions" and "mitigate dilution of shareholders' interests." By the time the comment period ended in mid-February, hundreds of letters had been submitted to the SEC—including ... Log in to view full article.

 


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