In the Margins
A federal California judge has ruled that whistleblowers are allowed to seek compensation from directors of a company. U.S. District Court Judge Joseph Spero in the Northern District of California ruled that Sarbanes Oxley and Dodd-Frank did not intend to shield directors who retaliate against an employee. Read the original story from The Wall Street Journal.
Most Read
The JPMorgan Funds board has started off the New Year with new leadership following the retirement on Dec. 31 of Chairman Matthew Goldstein, who served in ...
The end of the decade is just weeks away, and mutual fund boards are looking ahead to 2020 and the issues and challenges that may land ...
The Securities and Exchange Commission should issue valuation guidance for investment companies. When I was chief counsel in the SEC's Division of Investment Management from 1997 ...
When a mutual fund board brings on a new independent director, the onboarding process can be all-encompassing (and many would argue it should be). Obviously, there ...