In the Margins

Confused about the SEC's conflicts rule? You're not alone

May 2, 2018

By InvestmentNews

Broker-dealers and investment advisers have had two weeks to dissect the Securities and Exchange Commission's proposed overhaul of investment advice standards, and some big questions have begun to emerge. Indeed, there's plenty of confusion around the contents of the agency's proposal. Read the original story from InvestmentNews.

 

 

Most Read

Top of the Agenda - Governance
Q&A: Converting open-end funds to ETFs

Guinness Atkinson Funds made history last year when it completed the industry’s first conversions from open-end mutual fund to exchange-traded fund. Since then, a number of ...