In the Margins

Chair: SEC mulling fiduciary duty

September 13, 2016

By InvestmentNews

Securities and Exchange Commission members are considering a staff report on a potential rule to raise retail investment advice standards, SEC Chairwoman Mary Jo White said Monday. “My fellow commissioners have a very detailed outline of the staff's thinking on specific recommendations,” she told state regulators at the North American Securities Administrators Association annual conference. Read the original story from InvestmentNews.

 

 

 

Most Read

Top of the Agenda - Compensation
Fund CCOs continue to see pay increases

Mutual fund chief compliance officers saw notable increases in pay again in 2018, though they did not receive as big a pay bump as they did ...

10 Things
10 Things...to read in summer 2019

Hello, Summer 2019! Today's solstice marks the beginning of the season, and that—hopefully—means a slower pace for a few months. Trips to the beach, time on ...

A Seat at the Table
Invesco Funds board finalizes succession plans

The Invesco Funds board will name Christopher Wilson vice chairman at its June meeting, making him the heir apparent to long-serving independent Chair Bruce Crockett. Crockett ...