In the Margins

Chair: SEC mulling fiduciary duty

September 13, 2016

By InvestmentNews

Securities and Exchange Commission members are considering a staff report on a potential rule to raise retail investment advice standards, SEC Chairwoman Mary Jo White said Monday. “My fellow commissioners have a very detailed outline of the staff's thinking on specific recommendations,” she told state regulators at the North American Securities Administrators Association annual conference. Read the original story from InvestmentNews.