In the Margins

SEC to discuss reporting modernization rule tomorrow

March 13, 2018

By Securities and Exchange Commission

The Securities and Exchange Commission will hold a so-called Sunshine Act meeting on Wednesday, March 14, at 10:30 a.m. at its headquarters. The meeting will be open to the public, and subjects to be discussed include "whether to propose amendments to Form N-PORT and Form N-1A related to disclosures of liquidity risk management for open end management investment companies." Read meeting announcement from the SEC

 

 

Most Read

Top of the Agenda - Governance
Q&A: Converting open-end funds to ETFs

Guinness Atkinson Funds made history last year when it completed the industry’s first conversions from open-end mutual fund to exchange-traded fund. Since then, a number of ...