In the Margins
Former Securities and Exchange Commission Chairs Harvey Pitt, Christopher Cox and Mary Schapiro have called for the agency to adopt the fiduciary rule. The three said at an industry gathering that clients' interests should be put first. Read the original story from Pensions & Investments.
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Dalia Blass this month will wrap up her more than three-year tenure as director of the Securities and Exchange Commission's Division of Investment Management, a time ...
Regulatory matters are expected to take up a sizable chunk of time on mutual fund boards' 2021 agendas. The new rule on fair valuation practices is ...
The Securities and Exchange Commission on Thursday adopted a new rule on fund valuation practices, the first comprehensive update in 50 years. Rule 2a-5 will permit ...
It's a good thing Carolyn McPhillips had the experience she did when she took the helm at Mutual Fund Directors Forum last June because she had ...