In the Margins
The Securities and Exchange Commission received nearly 4,000 whistleblower tips in fiscal year 2015, 8% more than in FY'14 and 20% more than FY'13, according to the agency's annual report to Congress. The tips came in from every state and 61 foreign countries, and the SEC awarded more than $37 million. Read the full report from the SEC.
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A conversation with Sidley Austin's Nathan Greene, BlackRock's Dr. Rachel Schutt, and FundGuard's Lior Yogev: What is artificial intelligence, and how much do mutual fund industry ...
The Securities and Exchange Commission this week finalized its rule on funds' use of derivatives, making some notable changes to what was proposed nearly a year ...
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