In the Margins
The Securities and Exchange Commission received nearly 4,000 whistleblower tips in fiscal year 2015, 8% more than in FY'14 and 20% more than FY'13, according to the agency's annual report to Congress. The tips came in from every state and 61 foreign countries, and the SEC awarded more than $37 million. Read the full report from the SEC.
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The news on Tuesday that Goldman Sachs Asset Management agreed to pay $4 million to settle Securities and Exchange Commission charges related to how it manages ...
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The need to increase diversity and inclusion in mutual fund boardrooms—and throughout the industry—has dominated discussions in boardrooms, at industry events, and among industry association personnel ...
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