In the Margins
The Securities and Exchange Commission received nearly 4,000 whistleblower tips in fiscal year 2015, 8% more than in FY'14 and 20% more than FY'13, according to the agency's annual report to Congress. The tips came in from every state and 61 foreign countries, and the SEC awarded more than $37 million. Read the full report from the SEC.
Most Read
For many of the nation's mutual fund boards, it's 15(c) season. In the current environment, that means independent directors and counsel are grappling with completing the ...
For all of us, video meetings are the new normal, and at least for now few directors yearn to return to the days of traveling to ...
Now that summer is officially here, folks are beginning to look forward to the fall and wondering when (or if) things will go back to some ...
Mutual fund boards can continue conducting business—including voting on contract approvals and renewals and other important matters—virtually through the end of 2020, according to the Securities ...