In the Margins

SEC zeros in on social media

September 12, 2016

By InvestmentNews

The Securities and Exchange Commission has issued further guidance on the use of social media by investment advisers. While the guidance clarifies some issues that have concerned advisers and limited their use of social media, it requires more record keeping and reporting. Read the original story from InvestmentNews.

 

 

 

Most Read

Top of the Agenda - Regulatory
In-person voting relief extended through year-end

Mutual fund boards can continue conducting business—including voting on contract approvals and renewals and other important matters—virtually through the end of 2020, according to the Securities ...

Top of the Agenda - Governance
Recruiting in the time of coronavirus

Mutual fund boards seem well on their way to mastering the art of conducting business virtually, but one area that may still be a challenge during ...