In the Margins

SEC proposes amendments to reporting modernization rule

March 14, 2018

By Securities and Exchange Commission

The Securities and Exchange Commission has proposed amendments to public liquidity-related disclosure requirements for certain open-end investment management companies. Under the proposal, funds would discuss in their annual report the operation and effectiveness of their liquidity risk management program, replacing a pending requirement that funds publicly provide the aggregate liquidity classification profile of their portfolios on Form N-PORT on a quarterly basis. Read the announcement from the SEC.

 

 

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