In the Margins

SEC's Clayton expected to name Enforcement chiefs

May 30, 2017

By The New York Times

Securities and Exchange Commission Chairman Jay Clayton is expected to tap former Sullivan & Cromwell colleague Steven Peikin to serve as the commission’s co-director of enforcement. He also is expected to name Stephanie Avakian, the agency’s acting enforcement director, as co-director with Peikin. The hiring decisions are not final but could be announced as soon as this week. Read the original story from The New York Times.

 

 

Most Read

Top of the Agenda - Regulatory
In-person voting relief extended through year-end

Mutual fund boards can continue conducting business—including voting on contract approvals and renewals and other important matters—virtually through the end of 2020, according to the Securities ...

Top of the Agenda - Governance
Recruiting in the time of coronavirus

Mutual fund boards seem well on their way to mastering the art of conducting business virtually, but one area that may still be a challenge during ...