In the Margins

SEC's Clayton expected to name Enforcement chiefs

May 30, 2017

By The New York Times

Securities and Exchange Commission Chairman Jay Clayton is expected to tap former Sullivan & Cromwell colleague Steven Peikin to serve as the commission’s co-director of enforcement. He also is expected to name Stephanie Avakian, the agency’s acting enforcement director, as co-director with Peikin. The hiring decisions are not final but could be announced as soon as this week. Read the original story from The New York Times.

 

 

Most Read

Viewpoints
Op-Ed: Whither valuation guidance?

The Securities and Exchange Commission should issue valuation guidance for investment companies. When I was chief counsel in the SEC's Division of Investment Management from 1997 ...