In the Margins

SEC's Clayton expected to name Enforcement chiefs

May 30, 2017

By The New York Times

Securities and Exchange Commission Chairman Jay Clayton is expected to tap former Sullivan & Cromwell colleague Steven Peikin to serve as the commission’s co-director of enforcement. He also is expected to name Stephanie Avakian, the agency’s acting enforcement director, as co-director with Peikin. The hiring decisions are not final but could be announced as soon as this week. Read the original story from The New York Times.

 

 

Most Read

Top of the Agenda - Governance
Q&A: Converting open-end funds to ETFs

Guinness Atkinson Funds made history last year when it completed the industry’s first conversions from open-end mutual fund to exchange-traded fund. Since then, a number of ...