In the Margins

SEC creates cyber unit, task force

September 26, 2017

By Securities and Exchange Commission

The Securities and Exchange Commission has created a Cyber Unit that will focus on targeting cyber-related misconduct and established a retail strategy task force that will implement initiatives that directly affect retail investors. The Cyber Unit will focus the Enforcement Division’s substantial cyber-related expertise on targeting cyber-related misconduct, while the Retail Strategy Task Force will develop proactive, targeted initiatives to identify misconduct impacting retail investors. Read the announcement from the SEC.

 

 

Most Read

Top of the Agenda - Legal
Fund lawyers say Pinnacle case an outlier

When the Securities and Exchange Commission announced earlier this month it was charging a mutual fund adviser, some of its officers, and two independent fund directors ...