In the Margins
The Securities and Exchange Commission has scheduled four compliance outreach program seminars for investment companies and investment advisers. The seminars—to take place in Portland, Ore., New York, Boston, and Chicago in May and June—are intended to help chief compliance officers and others enhance their firms' compliance programs. Read the announcement from the SEC.
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It's International Women's Day, so we decided to take a look at how women are represented on mutual fund boards. On average, the percentage of female ...
The late-day trading and market-timing scandal at a number of mutual funds in the fall of 2003 was a seminal moment in fund governance. In the ...
In an unusual move, the board overseeing USAA's mutual funds is planning to replace its long-serving independent chairman with an interested chair upon completion of Victory ...
Half of the independent directors currently sitting on OppenheimerFunds' two boards will join an Invesco board later this year when Invesco's $5.7 billion acquisition of OppenheimerFunds ...