In the Margins

PwC, SEC in talks to resolve independence dispute

June 14, 2016

By The Wall Street Journal

PricewaterhouseCoopers LLP is talking with the Securities and Exchange Commission to resolve a dispute about whether it is too close to some of its mutual fund clients. The disagreement centers on the Loan Rule, according to federal filings from fund companies including BlackRock Inc., Goldman Sachs Asset Management and Delaware Investments. Read the original story from The Wall Street Journal.

 

 

Most Read

A Seat at the Table
IDC's Kim aims to expand, improve membership

In his new role heading up Independent Directors Council, Thomas Kim plans to focus on the group's core mission while expanding its presence and influence. "As ...