In the Margins
PricewaterhouseCoopers LLP is talking with the Securities and Exchange Commission to resolve a dispute about whether it is too close to some of its mutual fund clients. The disagreement centers on the Loan Rule, according to federal filings from fund companies including BlackRock Inc., Goldman Sachs Asset Management and Delaware Investments. Read the original story from The Wall Street Journal.
Most Read
Independent mutual fund director compensation levels increased in 2021, though the year-on-year change was significantly lower than in 2020, according to new data obtained by Fund Board ...
The mutual fund industry is pushing back against two recent rule proposals from the Securities and Exchange Commission regarding disclosures around environmental, social, and governance investing ...
The Securities and Exchange Commission has begun requesting documentation and information from mutual fund advisers about their funds' 15(c) processes and fees. The Division of Enforcement ...
Today is the Summer Solstice, and what better way to spend some time on the longest day of the year than to plot out what to ...