In the Margins
The Securities and Exchange Commission and the Department of Justice on Monday announced criminal and civil charges against three former staffers of the Public Company Accounting Oversight Board for allegedly providing confidential information to help accounting firm KPMG pass regulatory inspections. Three ex-KPMG executives also were charged for encouraging disclosure of the data onPCAOB audit inspections, the SEC and DoJ said in separate filings. Read the original story from Reuters.
Most Read
Mutual fund independent directors earned more in 2024 than in the year prior, and the pace at which their compensation grew was also higher year-on-year, according ...
The two longest-serving independent directors of ASA Gold and Precious Metals Ltd. have resigned from the board, and all litigation pursued by activist investor Saba Capital ...
Fund Board Views has refreshed and expanded its Editorial Think Tank ahead of its 10-year anniversary this fall. The nine members will continue to work closely with ...
The Securities and Exchange Commission last week dismissed charges against the defendants in the first-ever case related to enforcement of the liquidity risk management rule adopted ...