In the Margins

All about 'blizzard' of new fund rules

October 5, 2015

By The Wall Street Journal

The Securities and Exchange Commission is upping its game when it comes to the $60 trillion money management business, which means more costs for fund companies, industry analysts have warned. The additional oversight from the SEC may even include a requirement that funds undergo stress tests, similar to what banks are subjected to. Read the original story from The Wall Street Journal

 

 

Most Read

Top of the Agenda - Legal
Fund lawyers say Pinnacle case an outlier

When the Securities and Exchange Commission announced earlier this month it was charging a mutual fund adviser, some of its officers, and two independent fund directors ...