In the Margins
The Securities and Exchange Commission is upping its game when it comes to the $60 trillion money management business, which means more costs for fund companies, industry analysts have warned. The additional oversight from the SEC may even include a requirement that funds undergo stress tests, similar to what banks are subjected to. Read the original story from The Wall Street Journal.
Most Read
When a mutual fund board brings on a new independent director, the onboarding process can be all-encompassing (and many would argue it should be). Obviously, there ...
Having been associated with the mutual fund industry for over 40 years, I have had the opportunity to witness its growth and evolution. I recently decided ...
Edward Boudreau will retire from the Columbia Funds board at the end of this year after serving for two years as independent chairman and 14 years ...
In a detailed opinion released this week, a New York judge has explained why he dismissed an excessive fees case against Calamos Advisors. Judge Edgardo Ramos, ...