In the Margins
The New York Stock Exchange has proposed flagging “aberrant” trades in exchange-traded products. “The Exchange believes that the derivatively priced nature of ETPs necessitates the use of a different, and generally broader, set of circumstances to determine that trades are ‘aberrant,’” the Big Board said in a proposal to the Securities and Exchange Commission. Read the original story from The Wall Street Journal.
Most Read
Cybersecurity continues to be an area of focus for the Securities and Exchange Commission staff and an important area of oversight for directors of investment companies. ...
Thrivent Financial is entering the interval fund business and has assembled a new board to oversee its first offering, the soon-to-be-launched Thrivent Church Loan & Income Fund. ...
Independent mutual fund directors saw markedly smaller increases in pay in 2017, when compared to the year prior, according to the results of the Independent Directors ...
The parties in a 2014 lawsuit accusing PIMCO of overcharging Total Return Fund shareholders while lavishly compensating CIO Bill Gross and CEO Mohamed El-Erian agreed this week ...