In the Margins
Morningstar and the American Retirement Association have teamed up on a fiduciary training program for advisers to help address compliance concerns raised by the Labor Department's fiduciary rule and any future regulatory projects around a fiduciary standard of care. “This is for wealth managers, the 250,000 advisers who are now subject to a fiduciary standard,” Brian Graff, CEO of the American Retirement Association, said. Read the original story from InvestmentNews.
Most Read
When the Securities and Exchange Commission announced earlier this month it was charging a mutual fund adviser, some of its officers, and two independent fund directors ...
Independent mutual fund directors, on average, took home more pay in 2022 than they did the year prior, according to new figures from Management Practice Inc. ...
The Securities and Exchange Commission on Friday said it has charged an investment adviser, its CCO, its fund's president, and two independent fund directors with "aiding ...
William Birdthistle, director of the SEC's Division of Investment Management, delivered keynote remarks at a mutual fund industry conference this morning but failed to address a ...