In the Margins
Morningstar and the American Retirement Association have teamed up on a fiduciary training program for advisers to help address compliance concerns raised by the Labor Department's fiduciary rule and any future regulatory projects around a fiduciary standard of care. “This is for wealth managers, the 250,000 advisers who are now subject to a fiduciary standard,” Brian Graff, CEO of the American Retirement Association, said. Read the original story from InvestmentNews.
Most Read
The U.S. Supreme Court on Monday agreed to consider whether private parties should be allowed to bring claims that fund contracts violate the Investment Company Act ...
It's officially summertime, which means FBV's annual Summer Reading List is here. We curate the list each year by soliciting recommendations from our readers and friends ...
ASA Gold and Precious Metals Ltd. shareholders voted at a special meeting last week to enlarge the closed-end fund's board and elected a fifth independent director, one ...
Members of the Heartland Funds board and Heartland Advisors management team spent a recent evening together sharing a meal. Of course it's not unusual for independent ...